Home/Filings/4/0001181431-13-037773
4//SEC Filing

NATIONAL FINANCIAL PARTNERS CORP 4

Accession 0001181431-13-037773

CIK 0001183186operating

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 1:01 PM ET

Size

11.6 KB

Accession

0001181431-13-037773

Insider Transaction Report

Form 4
Period: 2013-07-01
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2013-07-013,0490 total
    Exercise: $0.00Common Stock (3,049 underlying)
  • Disposition to Issuer

    Phantom Stock Units

    2013-07-016,3190 total
    Exercise: $0.00Common Stock (6,319 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2013-07-0110,0000 total
    Exercise: $20.00Exp: 2013-08-24Common Stock (10,000 underlying)
  • Disposition to Issuer

    Common Stock

    2013-07-01$25.35/sh17,256$437,4400 total
Footnotes (5)
  • [F1]Pursuant to the Agreement and Plan of Merger among Patriot Parent Corp., Patriot Merger Corp. and the Issuer (the "Merger"), this stock option, which was fully vested, was cancelled in exchange for a cash payment equal to the difference between $20.00 per share (the exercise price of the stock option) and $25.35 per share (the "Merger Consideration").
  • [F2]These restricted stock units, which provided for vesting on February 16, 2014, were cancelled in the Merger in exchange for a cash payment equal to the Merger Consideration.
  • [F3]N/A
  • [F4]These phantom stock units, which were vested in full and provided for payment upon Reporting Person's separation of service from the Issuer, were cancelled in the Merger in exchange for a cash payment equal to the Merger Consideration.
  • [F5]In connection with the Merger, these shares were cancelled and converted into the right to receive an amount of cash equal to the Merger Consideration.

Issuer

NATIONAL FINANCIAL PARTNERS CORP

CIK 0001183186

Entity typeoperating

Related Parties

1
  • filerCIK 0001183186

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 1:01 PM ET
Size
11.6 KB