4//SEC Filing
NATIONAL FINANCIAL PARTNERS CORP 4
Accession 0001181431-13-037774
CIK 0001183186operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 1:01 PM ET
Size
11.6 KB
Accession
0001181431-13-037774
Insider Transaction Report
Form 4
BAIRD PATRICK
Director
Transactions
- Disposition to Issuer
Common Stock
2013-07-01$25.35/sh−3,000$76,050→ 0 total - Disposition to Issuer
Restricted Stock Units
2013-07-01−3,049→ 0 totalExercise: $0.00→ Common Stock (3,049 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2013-07-01−5,000→ 0 totalExercise: $13.52Exp: 2018-12-31→ Common Stock (5,000 underlying) - Disposition to Issuer
Phantom Stock Units
2013-07-01−2,865→ 0 totalExercise: $0.00→ Common Stock (2,865 underlying)
Footnotes (6)
- [F1]Includes shares owned jointly with Reporting Person's spouse.
- [F2]Pursuant to the Agreement and Plan of Merger among Patriot Parent Corp., Patriot Merger Corp. and the Issuer (the "Merger"), this stock option, which was fully vested, was cancelled in exchange for a cash payment equal to the difference between $13.52 per share (the exercise price of the stock option) and $25.35 per share (the "Merger Consideration.")
- [F3]These restricted stock units, which provided for vesting on February 16, 2014, were cancelled in the Merger in exchange for a cash payment equal to the Merger Consideration.
- [F4]N/A
- [F5]These phantom stock units, which were vested in full and provided for payment upon Reporting Person's separation of service from the Issuer, were cancelled in the Merger in exchange for a cash payment equal to the Merger Consideration.
- [F6]In connection with the Merger, these shares were cancelled and converted into the right to receive an amount of cash equal to the Merger Consideration.
Documents
Issuer
NATIONAL FINANCIAL PARTNERS CORP
CIK 0001183186
Entity typeoperating
Related Parties
1- filerCIK 0001183186
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 1:01 PM ET
- Size
- 11.6 KB