Home/Filings/4/0001181431-13-038884
4//SEC Filing

Rubicon Technology, Inc. 4

Accession 0001181431-13-038884

$RBCNCIK 0001410172operating

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 5:27 PM ET

Size

6.2 KB

Accession

0001181431-13-038884

Insider Transaction Report

Form 4
Period: 2013-07-01
Parvez Raja M
DirectorPresident, CEO & Director
Transactions
  • Award

    Common Stock

    2013-07-01+31,36731,367 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,000
Footnotes (2)
  • [F1]On July 1, 2013, the reporting person was granted 31, 367 shares of restricted stock ("Restricted Stock"). Each one-third of the shares of Restricted Stock is independently subject to the Company's achievement of a particular performance goal. With respect to each of two of the performance goals, if the Company achieves such performance goal during 2013, the shares of Restricted Stock subject to such performance goal vest in three equal increments on (i) December 31, 2013, (ii) December 31, 2014 and (iii) December 31, 2015. If the third performance goal is achieved at or prior to March 31, 2014, the shares of Restricted Stock subject to such performance goal vest in three equal increments on (i) the date of achievement of the performance goal, (ii) December 31, 2014 and (iii) December 31, 2015. All vesting is subject to the reporting person's continued employment with the Company through each applicable vesting date.
  • [F2]By Raja M Parvez Rev Trust dtd 11/14/2008.

Issuer

Rubicon Technology, Inc.

CIK 0001410172

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001410172

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:27 PM ET
Size
6.2 KB