Resolute Energy Corp 4
4 · Resolute Energy Corp · Filed Jul 3, 2013
Insider Transaction Report
Form 4
WEINBERG ELI J
10% Owner
Transactions
- Purchase
Common Stock
2013-07-01+0→ 17,112,010 total(indirect: See footnotes)
Footnotes (4)
- [F1]This form is being filed as part of an internal restructuring that occurred on July 1, 2013 in which Eli J. Weinberg ("EJW") became, for purposes of Section 13D of the Securities and Exchange Act of 1934, an additional controlling person of SPO Advisory Corp. ("SPO Corp."), which also involved the John H. Scully Living Trust ("JHS Trust") and the Edward & Elizabeth McDermott Trust ("EHM Trust"). As a result of his becoming an additional controlling person, EJW may be deemed to form a "group" together with (i) SPO Partners II, L.P. ("SPO Partners") and San Francisco Partners, L.P. ("SF Partners"), (ii) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (iii) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (iv) SPO Corp., the sole general partner of SPO Advisory and SF Advisory, (v) John H. Scully ("JHS"), Edward H. McDermott ("EHM"), and EJW, the three controlling persons of SPO Corp.
- [F2]Additionally, following the transaction which caused this filing 16,438,110 shares of the issuer's common stock are owned directly by SPO Partners and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS, EHM and EJW. Additionally 673,900 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory, (ii) SPO Corp. and (iii) JHS, EHM and EJW.
- [F3]Additionally, following the transaction which caused this filing, JHS beneficially owns 5,200 shares of the Issuer's common stock held in the JHS individual retirement account, which is self directed. Additionally, Phoebe Snow Foundation ("PSF") owns 73,900 shares of the Issuer's common stock. These shares may be deemed to be beneficially owned by JHS solely in his capacity as a controlling person, director and executive officer of PSF. Additionally, EHM owns 900 shares of the Issuer's common stock held in the EHM individual retirement account, which is self directed.
- [F4]Additionally, following the transaction which caused this filing, 8,169,525 warrants are owned directly by SPO Partners and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Partners (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS, EHM and EJW, the three controlling persons of SPO Corp. Additionally, 279,753 warrants are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory, the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, EHM and EJW, the three controlling persons of SPO Corp. Additionally, JHS beneficially owns 813 warrants held in the JHS individual retirement account, which is self directed. Additionally, EHM beneficially owns 622 warrants held in the EHM individual retirement account, which is self directed.