4//SEC Filing
KCG Holdings, Inc. 4
Accession 0001181431-13-038970
CIK 0001569391operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 8:47 PM ET
Size
8.9 KB
Accession
0001181431-13-038970
Insider Transaction Report
Form 4
JOYCE THOMAS M
DirectorExecutive Chairman
Transactions
- Award
Class A Common Stock, par value $0.01 per share
2013-07-01+150,302→ 150,302 total - Award
Class A Common Stock, par value $0.01 per share
2013-07-01+3,342→ 3,342 total(indirect: By Trust) - Award
Class A Common Stock, par value $0.01 per share
2013-07-01+24,083→ 24,083 total(indirect: Joyce Family 2012 GRAT)
Footnotes (2)
- [F1]Acquired in exchange for shares of Knight Capital Group, Inc. ("Knight") pursuant to the merger of Knight Acquisition Corp, a wholly-owned subsidiary of KCG Holdings, Inc. ("KCG"), with and into Knight. In the merger, Knight shareholders had the right to elect either one-third of a share of KCG common stock or $3.75 (subject to proration), with fractional shares paid in cash. This number is estimated based on a cash election proration percentage of 71.1%. The adjustment proration and reallocation calculations provided for in the merger agreement have not been finally completed as of the date of this report. Thus, it is not possible to determine the exact number of KCG shares to be received by Mr. Joyce pursuant to the merger agreement. Once the exact number of shares is determined, Mr. Joyce will file an amendment to this report including the number of KCG shares received by him as merger consideration, if necessary.
- [F2]Includes 46,437 shares received as a result of Knight restricted stock units that vested upon the closing of the merger. The exchange ratio in the merger for stock consideration was one-third of a share of KCG common stock for each share of Knight common stock. These KCG restricted stock units have the same terms and conditions as the original Knight restricted stock units.
Documents
Issuer
KCG Holdings, Inc.
CIK 0001569391
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001569391
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 8:47 PM ET
- Size
- 8.9 KB