4//SEC Filing
KCG Holdings, Inc. 4
Accession 0001181431-13-038989
CIK 0001569391operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 9:16 PM ET
Size
12.1 KB
Accession
0001181431-13-038989
Insider Transaction Report
Form 4
Milde James T
Director
Transactions
- Award
Stock Option (granted on 5/11/06)
2013-07-01$51.09/sh+5,000$255,450→ 5,000 totalExercise: $51.09From: 2009-05-11Exp: 2016-05-11→ Class A common stock (5,000 underlying) - Award
Stock Options (granted on 5/10/07)
2013-07-01$48.96/sh+5,000$244,800→ 5,000 totalExercise: $48.96From: 2010-05-10Exp: 2017-05-10→ Class A common stock (5,000 underlying) - Award
Class A Common Stock, par value $0.01 per share
2013-07-01+10,617→ 10,617 total - Award
Stock Options (granted on 5/11/05)
2013-07-01$23.88/sh+6,666$159,184→ 6,666 totalExercise: $23.88From: 2008-05-11Exp: 2015-05-11→ Class A common stock (6,666 underlying)
Footnotes (3)
- [F1]Acquired in exchange for shares of Knight Capital Group, Inc. ("Knight") pursuant to the merger of Knight Acquisition Corp. a wholly-owned subsidiary of KCG Holdings, Inc. ("KCG") with and into Knight.
- [F2]Includes 4,130 shares received as a result of Knight restricted stock units that vested upon the closing of the merger. The exchange ratio in the merger for stock consideration was one-third of a share of KCG common stock for each share of Knight common stock. These KCG restricted stock units have the same terms and conditions as the original Knight restricted stock units.
- [F3]Acquired in exchange for options of Knight pursuant to the merger agreement. Each KCG stock option has the same terms as the Knight stock option, except the exercise price was multiplied by three (rounded-up to the nearest cent) and the number of shares was divided by three (rounded down to the nearest share).
Documents
Issuer
KCG Holdings, Inc.
CIK 0001569391
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001569391
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 9:16 PM ET
- Size
- 12.1 KB