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KNIGHT CAPITAL GROUP, INC. 4

Accession 0001181431-13-039007

CIK 0001060749operating
View on SEC.govCompany Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 9:54 PM ET

Size

13.3 KB

Accession

0001181431-13-039007

Insider Transaction Report

Form 4
Period: 2013-07-01
KNIGHT CAPITAL GROUP, INC.KCG
Milde James T
Director
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-07-01−20,000→ 0 total
    Exercise: $7.96Exp: 2015-05-11→ Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock

    2013-07-01−12,390→ 0 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-07-01−15,000→ 0 total
    Exercise: $16.32Exp: 2017-05-10→ Common Stock (15,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2013-07-01−15,000→ 0 total
    Exercise: $17.03Exp: 2016-05-11→ Common Stock (15,000 underlying)
  • Disposition to Issuer

    Common Stock

    2013-07-01−19,463→ 12,390 total
Footnotes (5)
  • [F1]Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement") by and among GETCO Holding Company, LLC, GA-GTCO, LLC, Knight Capital Group, Inc. ("Knight"), Knight Holdco, Inc. (now KCG Holdings, Inc.) ("KCG"), Knight Acquisition Corp, GETCO Acquisition, LLC and GA-GTCO Acquisition, LLC.
  • [F2]Represents restricted stock units ("RSUs"), and pursuant to the Merger Agreement, these RSUs are immediately converted into RSUs of KCG, based on the exchange ratio of one third and on the same vesting terms as the current Knight RSUs (including accelerated vesting under certain circumstances).
  • [F3]This fully-vested option was assumed by KCG pursuant to the Merger Agreement and converted into a fully vested option to purchase 5,000 shares of KCG common stock for $48.96 per share.
  • [F4]This fully-vested option was assumed by KCG pursuant to the Merger Agreement and converted into a fully vested option to purchase 5,000 shares of KCG common stock for $51.09 per share.
  • [F5]This fully-vested option was assumed by KCG pursuant to the Merger Agreement and converted into a fully vested option to purchase 6,666 shares of KCG common stock for $23.88 per share.

Documents

1 file

Issuer

KNIGHT CAPITAL GROUP, INC.

CIK 0001060749

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001060749

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 9:54 PM ET
Size
13.3 KB
View on SEC.gov