4//SEC Filing
KNIGHT CAPITAL GROUP, INC. 4
Accession 0001181431-13-039010
CIK 0001060749operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 9:58 PM ET
Size
11.0 KB
Accession
0001181431-13-039010
Insider Transaction Report
Form 4
SHAHON LAURIE M
Director
Transactions
- Disposition to Issuer
Common Stock
2013-07-01−19,463→ 12,390 total - Disposition to Issuer
Common Stock
2013-07-01−12,390→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-07-01−20,000→ 0 totalExercise: $14.99Exp: 2016-07-24→ Common Stock (20,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2013-07-01−15,000→ 0 totalExercise: $16.32Exp: 2017-05-10→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement") by and among GETCO Holding Company, LLC, GA-GTCO, LLC, Knight Capital Group, Inc. ("Knight"), Knight Holdco, Inc. (now KCG Holdings, Inc.) ("KCG"), Knight Acquisition Corp, GETCO Acquisition, LLC and GA-GTCO Acquisition, LLC.
- [F2]Represents restricted stock units ("RSUs"), and pursuant to the Merger Agreement, these RSUs are immediately converted into RSUs of KCG, based on the exchange ratio of one third and on the same vesting terms as the current Knight RSUs (including accelerated vesting under certain circumstances).
- [F3]This fully-vested option was assumed by KCG pursuant to the Merger Agreement and converted into a fully vested option to purchase 5,000 shares of KCG common stock for $48.96 per share.
- [F4]This fully-vested option was assumed by KCG pursuant to the Merger Agreement and converted into a fully vested option to purchase 6,666 shares of KCG common stock for $44.99 per share.
Documents
Issuer
KNIGHT CAPITAL GROUP, INC.
CIK 0001060749
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001060749
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 9:58 PM ET
- Size
- 11.0 KB