5//SEC Filing
K12 INC 5
Accession 0001181431-13-041332
$LRNCIK 0001157408operating
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 9:55 PM ET
Size
14.8 KB
Accession
0001181431-13-041332
Insider Transaction Report
Form 5
K12 INCLRN
Transactions
- Gift
Common Stock
2012-12-20−41,895→ 20,000 total(indirect: Lowell J. Milken) - Gift
Common Stock
2011-04-21−1,522→ 0 total
Holdings
- 4,665,083(indirect: By LLC)
Common Stock
- 4,374(indirect: By LLC)
Common Stock
HAMPSTEAD ASSOCIATES LLC
10% OwnerOther
Transactions
- Gift
Common Stock
2011-04-21−1,522→ 0 total - Gift
Common Stock
2012-12-20−41,895→ 20,000 total(indirect: Lowell J. Milken)
Holdings
- 4,665,083(indirect: By LLC)
Common Stock
- 4,374(indirect: By LLC)
Common Stock
MILKEN MICHAEL R
Other
Transactions
- Gift
Common Stock
2011-04-21−1,522→ 0 total - Gift
Common Stock
2012-12-20−41,895→ 20,000 total(indirect: Lowell J. Milken)
Holdings
- 4,665,083(indirect: By LLC)
Common Stock
- 4,374(indirect: By LLC)
Common Stock
MILKEN LOWELL J
Other
Transactions
- Gift
Common Stock
2012-12-20−41,895→ 20,000 total(indirect: Lowell J. Milken) - Gift
Common Stock
2011-04-21−1,522→ 0 total
Holdings
- 4,374(indirect: By LLC)
Common Stock
- 4,665,083(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]These shares of Common Stock were held of record by Hampstead Associates, L.L.C. ("Hampstead"). Knowledge Universe LLC is the manager and a member of Hampstead, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by Hampstead. As a result of this transaction, Hampstead and Knowledge Universe LLC no longer hold, directly or indirectly, any shares of common stock.
- [F2]Each of Michael R. Milken and Lowell J. Milken may be deemed to be a controlling person of each of Hampstead, Learning Group LLC ("Learning Group"), Knowledge Universe LLC and Knowledge Universe Learning Group LLC ("KULG") and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record, or beneficially owned, by each of Hampstead, Learning Group, Knowledge Universe LLC and KULG, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
- [F3]These shares of Common Stock are held of record by KULG.
- [F4]These shares of Common Stock are held of record by Learning Group. KULG may be deemed a controlling person of each of Learning Group, and in such capacity may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by Learning Group.
- [F5]The Reporting Persons may be deemed to be a group with respect to the securities of the Issuer which they hold directly or indirectly. The Reporting Persons disclaim such group membership. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, a Reporting Person is the beneficial owner of equity securities covered by this statement or any other statement that are beneficially owned, directly or indirectly, by any other person.
Documents
Issuer
K12 INC
CIK 0001157408
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001157408
Filing Metadata
- Form type
- 5
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 9:55 PM ET
- Size
- 14.8 KB