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4//SEC Filing

Arista Power, Inc. 4

Accession 0001181431-13-042610

CIK 0001424640operating
View on SEC.govCompany Profile

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 5:49 PM ET

Size

19.5 KB

Accession

0001181431-13-042610

Insider Transaction Report

Form 4
Period: 2013-07-31
Arista Power, Inc.OTCBB:ASPW
MATTHEWS MARK
VP Sales & Marketing
Transactions
  • Award

    Option

    2013-07-31$0.75/sh+5,000$3,750→ 5,000 total
    Exercise: $0.75Exp: 2020-08-10→ Common Stock (5,000 underlying)
  • Disposition to Issuer

    Options

    2013-07-31$5.20/sh−5,000$26,000→ 0 total
    Exercise: $5.20Exp: 2020-08-10→ Common Stock (5,000 underlying)
  • Disposition to Issuer

    Option

    2013-07-31$5.20/sh−2,500$13,000→ 0 total
    Exercise: $5.20From: 2013-08-10Exp: 2020-08-10→ Common Stock (2,500 underlying)
  • Award

    Option

    2013-07-31$0.38/sh+750,000$285,000→ 750,000 total
    Exercise: $0.38Exp: 2023-07-31→ Common Stock (750,000 underlying)
  • Award

    Option

    2013-07-31$0.75/sh+7,500$5,625→ 7,500 total(indirect: By IRA)
    Exercise: $0.75Exp: 2019-12-17→ Common Stock (7,500 underlying)
  • Award

    Option

    2013-07-31$0.75/sh+2,500$1,875→ 2,500 total
    Exercise: $0.75From: 2013-08-10Exp: 2020-08-10→ Common Stock (2,500 underlying)
  • Disposition to Issuer

    Option

    2013-07-31$5.80/sh−7,500$43,500→ 0 total
    Exercise: $5.80Exp: 2019-12-17→ Common Stock (7,500 underlying)
Holdings

  • Common Stock

    (indirect: By IRA)
    175,000

  • Common Stock

    142,619
Footnotes (4)
  • [F1]The reported transactions involved an amendment to outstanding options resulting in the deemed cancellation of the "old" options and the grant of "replacement" options.
  • [F2]The Option became exercisable in equal installments on December 17, 2010, December 17, 2011 and December 17, 2012.
  • [F3]The Option became exercisable in equal installments on August 10, 2011 and August 10, 2012.
  • [F4]The Option will become exercisable in the following installments: (a) 250,000 shares in equal installments on July 31, 2014, July 31, 2015 and July 31, 2016; (b) 250,000 shares upon the Company reporting aggregate revenue in four consecutive quarters of $10 million or more; and (c) 250,000 shares upon the Company reporting positive cash flow from operations in two consecutive quarters.

Documents

1 file

Issuer

Arista Power, Inc.

CIK 0001424640

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001424640

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:49 PM ET
Size
19.5 KB
View on SEC.gov