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4//SEC Filing

Arista Power, Inc. 4

Accession 0001181431-13-042612

CIK 0001424640operating
View on SEC.govCompany Profile

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 5:50 PM ET

Size

11.2 KB

Accession

0001181431-13-042612

Insider Transaction Report

Form 4
Period: 2013-07-31
Arista Power, Inc.OTCBB:ASPW
SCHMITZ WILLIAM A
DirectorCEO
Transactions
  • Award

    Option

    2013-07-31$0.75/sh+75,000$56,250→ 75,000 total
    Exercise: $0.75Exp: 2019-11-12→ Common Stock (75,000 underlying)
  • Award

    Option

    2013-07-31$0.38/sh+200,000$76,000→ 200,000 total
    Exercise: $0.38Exp: 2023-07-31→ Common Stock (200,000 underlying)
  • Disposition to Issuer

    Option

    2013-07-31$1.67/sh−75,000$125,250→ 0 total
    Exercise: $1.67Exp: 2019-11-12→ Common Stock (75,000 underlying)
Holdings

  • Common Stock

    323,832

  • Common Stock

    (indirect: By IRA)
    625,000
Footnotes (3)
  • [F1](The reported transactions involved an amendment to outstanding options resulting in the deemed cancellation of the "old" options and the grant of "replacement" options.
  • [F2]The option became exercisable in installments of 12,500, 12,500 and 50,000 shares on November 12, 2010, November 12, 2011 and November 12, 2012.
  • [F3]The Option will become exercisable in the following installments: (a) 66,666 shares in equal installments on July 31, 2014, July 31, 2015 and July 31, 2016; (b) 66,667 shares upon the Company reporting aggregate revenue in four consecutive quarters of $10 million or more; and (c) 66,667 shares upon the Company reporting positive cash flow from operations in two consecutive quarters.

Documents

1 file

Issuer

Arista Power, Inc.

CIK 0001424640

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001424640

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:50 PM ET
Size
11.2 KB
View on SEC.gov