4//SEC Filing
Arista Power, Inc. 4
Accession 0001181431-13-042613
CIK 0001424640operating
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:50 PM ET
Size
19.5 KB
Accession
0001181431-13-042613
Insider Transaction Report
Form 4
Arista Power, Inc.OTCBB:ASPW
Hedges Molly M.
Acting CFO, VP of Finance
Transactions
- Disposition to Issuer
Option
2013-07-31$1.67/sh−5,000$8,350→ 0 totalExercise: $1.67Exp: 2020-03-01→ Common Stock (5,000 underlying) - Award
Option
2013-07-31$0.75/sh+1,700$1,275→ 1,700 totalExercise: $0.75From: 2012-11-22Exp: 2021-11-22→ Common Stock (1,700 underlying) - Disposition to Issuer
Option
2013-07-31$1.67/sh−1,700$2,839→ 0 totalExercise: $1.67From: 2012-11-22Exp: 2021-11-22→ Common Stock (1,700 underlying) - Award
Option
2013-07-31$0.75/sh+5,000$3,750→ 5,000 totalExercise: $0.75Exp: 2020-03-01→ Common Stock (5,000 underlying) - Disposition to Issuer
Option
2013-07-31$1.67/sh−3,300$5,511→ 0 totalExercise: $1.67Exp: 2021-11-22→ Common Stock (3,300 underlying) - Award
Option
2013-07-31$0.75/sh+3,300$2,475→ 3,300 totalExercise: $0.75Exp: 2021-11-22→ Common Stock (3,300 underlying) - Award
Option
2013-07-31$0.38/sh+125,000$47,500→ 125,000 totalExercise: $0.38Exp: 2023-07-31→ Common Stock (125,000 underlying)
Holdings
- 37,500(indirect: By IRA)
Common Stock
- 92,539
Common Stock
Footnotes (4)
- [F1]The reported transactions involved an amendment to outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options.
- [F2]The Option will become exercisable in installments of 1,650 shares on each of November 22, 2013 and November 22, 2014.
- [F3]The Option became exercisable in installments of 1,700, 1,650 and 1,650 shares on March 1, 2011, March 1, 2012 and March 1, 2013, respectively.
- [F4]The Option will become exercisable in the following installments: (a) 41,667 shares in equal installments on July 31, 2014, July 31, 2015 and July 31, 2016; (b) 41,667 shares upon the Company reporting aggregate revenue in four consecutive quarters of $10 million or more; and (c) 41,666 shares upon the Company reporting positive cash flow from operations in two consecutive quarters.
Documents
Issuer
Arista Power, Inc.
CIK 0001424640
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001424640
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:50 PM ET
- Size
- 19.5 KB