Home/Filings/4/0001181431-13-042613
4//SEC Filing

Arista Power, Inc. 4

Accession 0001181431-13-042613

CIK 0001424640operating

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 5:50 PM ET

Size

19.5 KB

Accession

0001181431-13-042613

Insider Transaction Report

Form 4
Period: 2013-07-31
Hedges Molly M.
Acting CFO, VP of Finance
Transactions
  • Disposition to Issuer

    Option

    2013-07-31$1.67/sh5,000$8,3500 total
    Exercise: $1.67Exp: 2020-03-01Common Stock (5,000 underlying)
  • Award

    Option

    2013-07-31$0.75/sh+1,700$1,2751,700 total
    Exercise: $0.75From: 2012-11-22Exp: 2021-11-22Common Stock (1,700 underlying)
  • Disposition to Issuer

    Option

    2013-07-31$1.67/sh1,700$2,8390 total
    Exercise: $1.67From: 2012-11-22Exp: 2021-11-22Common Stock (1,700 underlying)
  • Award

    Option

    2013-07-31$0.75/sh+5,000$3,7505,000 total
    Exercise: $0.75Exp: 2020-03-01Common Stock (5,000 underlying)
  • Disposition to Issuer

    Option

    2013-07-31$1.67/sh3,300$5,5110 total
    Exercise: $1.67Exp: 2021-11-22Common Stock (3,300 underlying)
  • Award

    Option

    2013-07-31$0.75/sh+3,300$2,4753,300 total
    Exercise: $0.75Exp: 2021-11-22Common Stock (3,300 underlying)
  • Award

    Option

    2013-07-31$0.38/sh+125,000$47,500125,000 total
    Exercise: $0.38Exp: 2023-07-31Common Stock (125,000 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    37,500
  • Common Stock

    92,539
Footnotes (4)
  • [F1]The reported transactions involved an amendment to outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options.
  • [F2]The Option will become exercisable in installments of 1,650 shares on each of November 22, 2013 and November 22, 2014.
  • [F3]The Option became exercisable in installments of 1,700, 1,650 and 1,650 shares on March 1, 2011, March 1, 2012 and March 1, 2013, respectively.
  • [F4]The Option will become exercisable in the following installments: (a) 41,667 shares in equal installments on July 31, 2014, July 31, 2015 and July 31, 2016; (b) 41,667 shares upon the Company reporting aggregate revenue in four consecutive quarters of $10 million or more; and (c) 41,666 shares upon the Company reporting positive cash flow from operations in two consecutive quarters.

Issuer

Arista Power, Inc.

CIK 0001424640

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001424640

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:50 PM ET
Size
19.5 KB