4//SEC Filing
STAR SCIENTIFIC INC 4
Accession 0001181431-13-042647
CIK 0000776008operating
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 6:45 PM ET
Size
27.6 KB
Accession
0001181431-13-042647
Insider Transaction Report
Form 4
P.V. Partners, L.P.
10% Owner
Transactions
- Award
Common Stock Warrants (right to buy)
2013-07-31+750,000→ 5,334,268 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 2,753,622 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 4,584,268 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Exercise of In-Money
Common Stock
2013-07-31$1.66/sh+1,830,646$3,038,872→ 18,321,870 total(indirect: See footnotes) - Exercise of In-Money
Common Stock
2013-07-31$1.34/sh+750,000$1,005,000→ 19,071,870 total(indirect: See footnotes) - Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Award
Common Stock Warrants (right to buy)
2013-07-31+1,830,646→ 5,334,268 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying)
Peters Scott
10% Owner
Transactions
- Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Award
Common Stock Warrants (right to buy)
2013-07-31+1,830,646→ 5,334,268 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock
2013-07-31$1.66/sh+1,830,646$3,038,872→ 18,321,870 total(indirect: See footnotes) - Exercise of In-Money
Common Stock
2013-07-31$1.34/sh+750,000$1,005,000→ 19,071,870 total(indirect: See footnotes) - Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 4,584,268 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 2,753,622 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Award
Common Stock Warrants (right to buy)
2013-07-31+750,000→ 5,334,268 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying)
Feehan Partners, L.P.
10% Owner
Transactions
- Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 4,584,268 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Exercise of In-Money
Common Stock
2013-07-31$1.66/sh+1,830,646$3,038,872→ 18,321,870 total(indirect: See footnotes) - Award
Common Stock Warrants (right to buy)
2013-07-31+750,000→ 5,334,268 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock
2013-07-31$1.34/sh+750,000$1,005,000→ 19,071,870 total(indirect: See footnotes) - Award
Common Stock Warrants (right to buy)
2013-07-31+1,830,646→ 5,334,268 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 2,753,622 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying)
Tradewinds Master Fund (BVI) Ltd.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2013-07-31$1.34/sh+750,000$1,005,000→ 19,071,870 total(indirect: See footnotes) - Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $2.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Award
Common Stock Warrants (right to buy)
2013-07-31+750,000→ 5,334,268 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−1,830,646→ 3,503,622 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 2,753,622 total(indirect: See footnotes)Exercise: $1.34From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying) - Exercise of In-Money
Common Stock
2013-07-31$1.66/sh+1,830,646$3,038,872→ 18,321,870 total(indirect: See footnotes) - Award
Common Stock Warrants (right to buy)
2013-07-31+1,830,646→ 5,334,268 total(indirect: See footnotes)Exercise: $1.66From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,830,646 underlying) - Disposition to Issuer
Common Stock Warrants (right to buy)
2013-07-31−750,000→ 4,584,268 total(indirect: See footnotes)Exercise: $1.50From: 2008-09-14Exp: 2013-09-14→ Common Stock (750,000 underlying)
Footnotes (5)
- [F1]Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. (Continued on footnote 2)
- [F2]Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Tradewinds Master Fund (BVI), Ltd. has no beneficial ownership of and receives no pecuniary interest from the securities held by Feehan, PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the STSI securities, but as a group, the Reporting Persons own over 10% of the STSI securities.
- [F3]The reported transactions involved an amendment of the outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.
- [F4]1,040,323 of these securities are held by Feehan and 790,323 are held by PVP.
- [F5]250,000 of these securities are held by Feehan and 500,000 are held by PVP.
Documents
Issuer
STAR SCIENTIFIC INC
CIK 0000776008
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000776008
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 6:45 PM ET
- Size
- 27.6 KB