OMNI BIO PHARMACEUTICAL, INC. 4

4 · OMNI BIO PHARMACEUTICAL, INC. · Filed Aug 6, 2013

Insider Transaction Report

Form 4
Period: 2013-06-30
Barone Vicki D E
DirectorChair of the Board
Transactions
  • Award

    Warrants (Right to Buy)

    2013-06-30+616,000616,000 total(indirect: By LLC)
    Exercise: $0.25From: 2013-06-30Exp: 2018-06-30Common Stock (616,000 underlying)
Footnotes (2)
  • [F1]Represents warrants issued by the issuer for services as placement agent in a private placement transaction of the issuer.
  • [F2]The reporting person is a Senior Managing Partner of GVC Partners LLC. GVC Partners LLC is the sole member of GVC Capital LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of such securities for purposes of Section 16 or for any other purpose.

Documents

1 file
  • 4
    rrd387536.xmlPrimary