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GENWORTH FINANCIAL INC · Aug 7, 4:08 PM ET

GENWORTH FINANCIAL INC 4

4 · GENWORTH FINANCIAL INC · Filed Aug 7, 2013

Insider Transaction Report

Form 4
Period: 2013-08-06
GENWORTH FINANCIAL INCGNW
McKay Scott J
SVP- Chief Information Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2013-08-06$7.80/sh+80,000$624,000→ 105,588 total
  • Tax Payment

    Class A Common Stock

    2013-08-06$13.05/sh−10,653$139,022→ 47,119 total
  • Disposition to Issuer

    Class A Common Stock

    2013-08-06$13.05/sh−4,841$63,175→ 50,378 total
  • Exercise/Conversion

    Stock Settled SARs

    2013-08-06−80,000→ 0 total
    Exercise: $7.80From: 2012-08-19Exp: 2014-05-25→ Class A Common Stock (80,000 underlying)
  • Exercise/Conversion

    Stock Settled SARs

    2013-08-06−8,100→ 0 total
    Exercise: $7.80From: 2012-08-19Exp: 2015-07-20→ Class A Common Stock (8,100 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2013-08-06$13.05/sh−47,816$623,999→ 57,772 total
  • Exercise/Conversion

    Class A Common Stock

    2013-08-06$7.80/sh+8,100$63,180→ 55,219 total
  • Tax Payment

    Class A Common Stock

    2013-08-06$13.05/sh−1,079$14,081→ 49,299 total
Holdings

  • Class A Common Stock

    (indirect: By 401(k))
    911.892

Documents

1 file
  • 4
    rrd387660.xmlPrimary

    MCKAY FORM 4 (8-6-13)