CONTROL4 CORP 4
Accession 0001181431-13-043940
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 2:04 PM ET
Size
79.6 KB
Accession
0001181431-13-043940
Insider Transaction Report
- Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying)
- 160(indirect: By LLC)
Common Stock
- 18,920(indirect: By Foundation)
Common Stock
- 149(indirect: By LLC)
Common Stock
- Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying)
- 149(indirect: By LLC)
Common Stock
- 18,920(indirect: By Foundation)
Common Stock
- 160(indirect: By LLC)
Common Stock
- Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying) - Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying)
- 160(indirect: By LLC)
Common Stock
- 18,920(indirect: By Foundation)
Common Stock
- 149(indirect: By LLC)
Common Stock
- Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying) - Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying)
- 160(indirect: By LLC)
Common Stock
- 18,920(indirect: By Foundation)
Common Stock
- 149(indirect: By LLC)
Common Stock
- Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying)
- 18,920(indirect: By Foundation)
Common Stock
- 160(indirect: By LLC)
Common Stock
- 149(indirect: By LLC)
Common Stock
- Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying) - Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying)
- 18,920(indirect: By Foundation)
Common Stock
- 149(indirect: By LLC)
Common Stock
- 160(indirect: By LLC)
Common Stock
- Conversion
Common Stock
2013-08-07+629→ 37,559 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,332→ 30,073 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+890,389→ 2,679,778 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+9,615→ 39,688 total(indirect: By LLC) - Conversion
Series D Convertible Preferred Stock
2013-08-07−890,389→ 0 total(indirect: By Foundation)→ Common Stock (890,389 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,031→ 0 total(indirect: By LLC)→ Common Stock (7,031 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−6,822→ 0 total(indirect: By LLC)→ Common Stock (6,822 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−1,132,980→ 0 total(indirect: By Foundation)→ Common Stock (1,132,980 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−79,699→ 0 total(indirect: By Foundation)→ Common Stock (79,699 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−676→ 0 total(indirect: By LLC)→ Common Stock (676 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−2,684→ 0 total(indirect: By LLC)→ Common Stock (2,684 underlying) - Conversion
Common Stock
2013-08-07+1,132,980→ 4,676,720 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+13,981→ 14,130 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,031→ 21,161 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+6,822→ 27,983 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+240,332→ 240,332 total(indirect: By Foundation) - Conversion
Series C Convertible Preferred Stock
2013-08-07−15,025→ 0 total(indirect: By LLC)→ Common Stock (15,025 underlying) - Conversion
Series D Convertible Preferred Stock
2013-08-07−7,556→ 0 total(indirect: By LLC)→ Common Stock (7,556 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−8,947→ 0 total(indirect: By LLC)→ Common Stock (8,947 underlying) - Conversion
Common Stock
2013-08-07+1,770,469→ 1,789,389 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+676→ 40,364 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−13,981→ 0 total(indirect: By LLC)→ Common Stock (13,981 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−863,962→ 0 total(indirect: By Foundation)→ Common Stock (863,962 underlying) - Conversion
Series E Convertible Preferred Stock
2013-08-07−7,332→ 0 total(indirect: By LLC)→ Common Stock (7,332 underlying) - Conversion
Series F Convertible Preferred Stock
2013-08-07−9,615→ 0 total(indirect: By LLC)→ Common Stock (9,615 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−629→ 0 total(indirect: By LLC)→ Common Stock (629 underlying) - Conversion
Series G Convertible Preferred Stock
2013-08-07−240,332→ 0 total(indirect: By Foundation)→ Common Stock (240,332 underlying) - Conversion
Common Stock
2013-08-07+863,962→ 3,543,740 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+79,699→ 4,756,419 total(indirect: By Foundation) - Conversion
Common Stock
2013-08-07+8,947→ 36,930 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+15,025→ 15,185 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+7,556→ 22,741 total(indirect: By LLC) - Conversion
Common Stock
2013-08-07+2,684→ 2,684 total(indirect: By LLC) - Conversion
Series C Convertible Preferred Stock
2013-08-07−1,770,469→ 0 total(indirect: By Foundation)→ Common Stock (1,770,469 underlying)
- 18,920(indirect: By Foundation)
Common Stock
- 160(indirect: By LLC)
Common Stock
- 149(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
- [F2]Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Kathryn C. Gould, Paul R. Holland, Paul G. Koontz, Michael N. Schuh and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
- [F3]Foundation Capital Management Co. VI, LLC is the general partner of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz,Charles P. Moldow, Richard A. Redelfs, Michael N. Schuh, Ashmeet S. Sidana, Steven P. Vassallo and Warren M. Weiss are the managing members of Foundation Capital Management Co. VI, LLC and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Related Parties
1- filerCIK 0001259515
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 2:04 PM ET
- Size
- 79.6 KB