OMNI BIO PHARMACEUTICAL, INC. 4
4 · OMNI BIO PHARMACEUTICAL, INC. · Filed Aug 9, 2013
Insider Transaction Report
Form 4
Barone Vicki D E
DirectorChair of the Board
Transactions
- Other
Warrants (Right to Buy)
2013-08-07−445,200→ 0 total(indirect: By LLC)Exercise: $0.25From: 2013-06-30Exp: 2018-06-30→ Common Stock (445,200 underlying)
Holdings
- 140,000(indirect: By LLC)
Warrants (Right to Buy)
Exercise: $0.25From: 2013-06-30Exp: 2018-06-30→ Common Stock (140,000 underlying) - 30,800
Warrants (Right to Buy)
Exercise: $0.25From: 2013-06-30Exp: 2018-06-30→ Common Stock (30,800 underlying)
Footnotes (3)
- [F1]Represents warrants transferred by GVC Capital LLC to various of its employees and partners.
- [F2]The reporting person is a Senior Managing Partner of GVC Partners LLC. GVC Partners LLC is the sole member of GVC Capital LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of such securities for purposes of Section 16 or for any other purpose.
- [F3]The warrants were previously reported as owned by GVC Capital LLC, and represents only a change in the form of beneficial ownership by the reporting person.