4//SEC Filing
OMNI BIO PHARMACEUTICAL, INC. 4
Accession 0001181431-13-044027
CIK 0001389870operating
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 6:50 PM ET
Size
7.4 KB
Accession
0001181431-13-044027
Insider Transaction Report
Form 4
BATHGATE STEVEN MARK
Director
Transactions
- Other
Warrants (Right to Buy)
2013-08-07−476,000→ 0 total(indirect: By LLC)Exercise: $0.25From: 2013-06-30Exp: 2018-06-30→ Common Stock (476,000 underlying)
Holdings
- 140,000(indirect: By LLC)
Warrants (Right to Buy)
Exercise: $0.25From: 2013-06-30Exp: 2018-06-30→ Common Stock (140,000 underlying)
Footnotes (3)
- [F1]Represents warrants transferred by GVC Capital LLC to various of its employees and partners.
- [F2]The reporting person is a Senior Managing Partner of GVC Partners LLC. GVC Partners LLC is the sole member of GVC Capital LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of such securities for purposes of Section 16 or for any other purpose.
- [F3]The warrants were previously reported as owned by GVC Capital LLC, and represents only a change in the form of beneficial ownership by the reporting person.
Documents
Issuer
OMNI BIO PHARMACEUTICAL, INC.
CIK 0001389870
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0001389870
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 6:50 PM ET
- Size
- 7.4 KB