STERIS CORP 4
4 · STERIS CORP · Filed Aug 12, 2013
Insider Transaction Report
Form 4
STERIS CORPSTE
Chapman Timothy L
SR VP & Grp. Pres., Healthcare
Transactions
- Exercise/Conversion
Common Shares, No Par Value
2013-08-08$25.50/sh+10,000$255,000→ 31,581 total - Sale
Common Shares, No Par Value
2013-08-08$43.84/sh−10,000$438,435→ 21,581 total - Exercise/Conversion
Employee Stock Option Exercise
2013-08-08−10,000→ 0 totalExercise: $25.50Exp: 2016-02-03→ Common Shares, No Par Value (10,000 underlying)
Holdings
- 20,969(indirect: See Footnote Below.)
Common Shares, No Par Value
Footnotes (5)
- [F1]These open market sales of a total of 10,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 3, 2013.
- [F2]This represents the average sales price of the shares sold. The actual 44 sales prices ranged from $43.4600 per share to $44.1550 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 44 sales prices.
- [F3]19,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015, 5,000 on May 31, 2016 and 6,000 on May 31, 2017.
- [F4]These shares are held in The Sharon A. Chapman 2007 Amended & Restated Revocable Trust UAD 7/20/2007 for the benefit of the Reporting Person's spouse. The Reporting Person and the Reporting Person's spouse are co-trustees of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- [F5]These options became exercisable as follows: 2,500 on January 3, 2007, 2,500 on January 3, 2008, 2,500 on January 3, 2009 and 2,500 on January 3, 2010.