Home/Filings/4/0001181431-13-045130
4//SEC Filing

MAXWELL TECHNOLOGIES INC 4

Accession 0001181431-13-045130

CIK 0000319815operating

Filed

Aug 14, 8:00 PM ET

Accepted

Aug 15, 7:21 PM ET

Size

8.7 KB

Accession

0001181431-13-045130

Insider Transaction Report

Form 4
Period: 2013-08-13
WARWICK JOHN
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2013-08-13+31,25031,250 total
  • Award

    Employee Stock Option (Right to Buy)

    2013-06-1775,00075,000 total
    Exercise: $6.80Exp: 2023-06-17Common Stock (75,000 underlying)
  • Award

    Common Stock

    2013-08-13+62,50093,750 total
Footnotes (3)
  • [F1]This acquisition represents a restricted stock award which will vest in annual installments over 4 years beginning with the commencement of employment, as long as the holder remains in service to the Company.
  • [F2]This acquisition represents a restricted stock award with vesting subject to the achievement of Company performance targets by December 31, 2015. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. The amount included in the table above represents the maximum number of shares that could vest under the award.
  • [F3]Option becomes exercisable in four equal annual installments following the date of grant.

Issuer

MAXWELL TECHNOLOGIES INC

CIK 0000319815

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000319815

Filing Metadata

Form type
4
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 7:21 PM ET
Size
8.7 KB