Regional Management Corp. 4
4 · Regional Management Corp. · Filed Aug 16, 2013
Insider Transaction Report
Form 4
Godley Richard A
Director
Transactions
- Exercise/Conversion
Common Stock
2013-08-14$15.00/sh+2,000$30,000→ 329,220 total(indirect: see footnote) - Exercise/Conversion
Stock Option (right to buy)
2013-08-14−2,000→ 8,000 totalExercise: $15.00Exp: 2022-03-27→ Common Stock (2,000 underlying)
Holdings
- 180,000(indirect: see footnote)
Common Stock
- 60,000(indirect: see footnote)
Common Stock
- 61,505(indirect: see footnote)
Common Stock
Footnotes (5)
- [F1]The exercised portion of the option vested on March 27, 2013. The unexercisable portion of the option vests in four equal annual installments beginning on March 27, 2014.
- [F2]The reporting person holds the exercised stock option in his individual capacity, but upon exercise, the reporting person directed the Issuer to issue the shares in the name of the Richard A. Godley, Sr. Revocable Trust. As a result, these shares of common stock of the Issuer are held by the Richard A. Godley, Sr. Revocable Trust. The reporting person is the sole trustee of the Richard A. Godley, Sr. Revocable Trust.
- [F3]These shares of common stock of the Issuer are held by the Tyler Godley Children 2012 Irrevocable Trust, dated December 17, 2012. The reporting person's wife, Pamela Denise Godley, is the trustee of the Tyler Godley Children 2012 Irrevocable Trust, dated December 17, 2012.
- [F4]These shares of common stock of the Issuer are held by the Haylei D. Tucker Family 2012 Irrevocable Trust, dated December 17, 2012. The reporting person's wife, Pamela Denise Godley, is the trustee of the Haylei D. Tucker Family 2012 Irrevocable Trust, dated December 17, 2012.
- [F5]These shares of common stock of the Issuer are held by the Pamela Denise Godley Revocable Trust. The reporting person's wife, Pamela Denise Godley, is the trustee of the Pamela Denise Godley Revocable Trust.