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4//SEC Filing

Regional Management Corp. 4

Accession 0001181431-13-045298

$RMCIK 0001519401operating
View on SEC.govCompany Profile

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 4:35 PM ET

Size

10.6 KB

Accession

0001181431-13-045298

Insider Transaction Report

Form 4
Period: 2013-08-14
Regional Management Corp.RM
Godley Richard A
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2013-08-14$15.00/sh+2,000$30,000→ 329,220 total(indirect: see footnote)
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-08-14−2,000→ 8,000 total
    Exercise: $15.00Exp: 2022-03-27→ Common Stock (2,000 underlying)
Holdings

  • Common Stock

    (indirect: see footnote)
    180,000

  • Common Stock

    (indirect: see footnote)
    60,000

  • Common Stock

    (indirect: see footnote)
    61,505
Footnotes (5)
  • [F1]The exercised portion of the option vested on March 27, 2013. The unexercisable portion of the option vests in four equal annual installments beginning on March 27, 2014.
  • [F2]The reporting person holds the exercised stock option in his individual capacity, but upon exercise, the reporting person directed the Issuer to issue the shares in the name of the Richard A. Godley, Sr. Revocable Trust. As a result, these shares of common stock of the Issuer are held by the Richard A. Godley, Sr. Revocable Trust. The reporting person is the sole trustee of the Richard A. Godley, Sr. Revocable Trust.
  • [F3]These shares of common stock of the Issuer are held by the Tyler Godley Children 2012 Irrevocable Trust, dated December 17, 2012. The reporting person's wife, Pamela Denise Godley, is the trustee of the Tyler Godley Children 2012 Irrevocable Trust, dated December 17, 2012.
  • [F4]These shares of common stock of the Issuer are held by the Haylei D. Tucker Family 2012 Irrevocable Trust, dated December 17, 2012. The reporting person's wife, Pamela Denise Godley, is the trustee of the Haylei D. Tucker Family 2012 Irrevocable Trust, dated December 17, 2012.
  • [F5]These shares of common stock of the Issuer are held by the Pamela Denise Godley Revocable Trust. The reporting person's wife, Pamela Denise Godley, is the trustee of the Pamela Denise Godley Revocable Trust.

Documents

1 file

Issuer

Regional Management Corp.

CIK 0001519401

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001519401

Filing Metadata

Form type
4
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 4:35 PM ET
Size
10.6 KB
View on SEC.gov