4//SEC Filing
LIGHTING SCIENCE GROUP CORP 4
Accession 0001181431-13-045353
CIK 0000866970operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:35 PM ET
Size
6.4 KB
Accession
0001181431-13-045353
Insider Transaction Report
Form 4
Salty Samer
Director
Transactions
- Award
Common Stock
2013-08-14+200,000→ 230,901 total(indirect: By Zouk Holdings Limited)
Footnotes (3)
- [F1]As part of the non-employee directors compensation plan of the Issuer, the Issuer issued 200,000 shares of restricted common stock in respect of Mr. Salty's Board service. Mr. Salty is not entitled in his own right to any of the Issuer's securities issued as director compensation. All securities issued as director compensation in respect of Mr. Salty's Board service to which this report relates were accordingly issued directly to Zouk Holdings Limited ("ZHL"), a Jersey limited company. Mr. Salty disclaims beneficial ownership of the Issuer's securities to which this report relates, except to the extent of his pecuniary interest.
- [F2]No consideration was paid or received for the shares of common stock reported herein.
- [F3]These securities are directly owned by ZHL. Mr. Salty serves on the Board as a representative of Cleantech Europe II (A) LP and Cleantech Europe II (B) LP. Mr. Salty, however, does not have a right to any of the Issuer's securities issued as director fees. For United Kingdom regulatory reasons, ZHL has been designated as the entity to receive all director fees payable by the Issuer in respect of Mr. Salty's Board position. Mr. Salty may, however, be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Salty disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000866970
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 5:35 PM ET
- Size
- 6.4 KB