$LPLA·4

LPL Financial Holdings Inc. · Aug 19, 3:16 PM ET

LPL Financial Holdings Inc. 4

4 · LPL Financial Holdings Inc. · Filed Aug 19, 2013

Insider Transaction Report

Form 4
Period: 2013-08-15
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2013-08-15+211,068433,003 total
Footnotes (1)
  • [F1]These shares represent shares of Common Stock received by Mr. Thorpe in connection with pro rata distributions made by Hellman & Friedman Investors V, L.P. The amount of securities beneficially owned by Mr. Thorpe following the reported transaction include shares of Common Stock received by, and previously reported by, Mr. Thorpe in connection with pro rata distributions made by Hellman & Friedman Investors V, L.P. The amount of securities beneficially owned by Mr. Thorpe following the reported transaction also reflects prior transfers by Mr. Thorpe of shares of Common Stock held for the benefit of Hellman & Friedman LP and Hellman & Friedman GP LLC.

Documents

1 file
  • 4
    rrd386895.xmlPrimary

    FORM 4