ExOne Co 4
4 · ExOne Co · Filed Aug 21, 2013
Insider Transaction Report
Form 4
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Gift
Common Stock, par value $0.01
2013-08-20−450,000→ 4,481,027 total(indirect: By Trust)
Footnotes (2)
- [F1]On August 20, 2013, Rockwell Holdings, Inc. gifted 450,000 shares of common stock, par value $0.01, to the Rockwell Holdings, Inc. Charitable Remainder Unitrust. The Rockwell Holdings, Inc. Charitable Remainder Unitrust is an irrevocable trust, of which Lafayette College is the sole trustee. S. Kent Rockwell disclaims all beneficial ownership of the shares gifted to The Rockwell Holdings, Inc. Charitable Remainder Unitrust.
- [F2]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. This filing includes Rockwell Forest Products as the 10% holder of 4,176,000 shares and, after taking the gift described above into account, 305,027 shares held by Rockwell Holdings, Inc.