4//SEC Filing
THL Credit, Inc. 4
Accession 0001181431-13-046458
CIK 0001464963operating
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 5:09 PM ET
Size
11.4 KB
Accession
0001181431-13-046458
Insider Transaction Report
Form 4
THL Credit, Inc.TCRD
STROPP WENDELL HUNTER
Co-PresidentOther
Transactions
- Purchase
Common Stock
2013-08-22$15.40/sh+1,850$28,490→ 14,905.947 total - Purchase
Common Stock
2013-08-23$15.32/sh+300$4,596→ 15,205.947 total
Holdings
- 2,064,324.291(indirect: See footnote)
Common Stock
- 0(indirect: See footnote)
Common Stock
- 2,057,349.812(indirect: See footnote)
Common Stock
- 16,203(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Represents (i) 2,047,719.812 shares owned by THL Credit Partners BDC Holdings, L.P., (ii) 6,974.479 shares owned by THL Credit Opportunities, L.P., and (iii) 9,630 shares owned by THL Credit Partners GP, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The number of shares owned by THL Credit Partners GP, L.P. includes 6,420 shares that were distributed from THL Credit Credit Partners BDC Holdings, L.P. to THL Credit Partners GP, L.P. on March 8, 2013 and were inadvertantly ommited from the Form 4 filed for W. Hunter Stropp on March 11, 2013.
- [F2]Represents (i) 2,047,719.812 shares owned by THL Credit Partners BDC Holdings, L.P. and (ii) 9,630 shares owned by THL Credit Partners GP, L.P. These share amounts reflect that on March 11, 2013, THL Credit Opportunities, L.P. sold 6,974.479 shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]Represents (i) 16,203 shares owned by THL Credit Partners GP, L.P. and (ii) 0 shares owned by THL Credit Partners BDC Holdings, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The number of shares of THL Credit Partners GP, L.P. include 6,573 shares that were distributed from THL Credit Credit Partners BDC Holdings, L.P. to THL Credit Partners GP, L.P. on May 10, 2013 and were inadvertantly ommited from the Form 4 filed for W. Hunter Stropp on May 23, 2013. The number of shares owned by THL Credit Partners BDC Holdings, L.P. reflects that on May 10, 2013, THL Credit Partners BDC Holdings, L.P. distributed its remaining 2,047,719.812 shares to its partners.
- [F4]The share amount reflects that on May 31, 2013, THL Credit Partners GP, L.P. sold its remaining 16,203 shares.
- [F5]The reported number includes 289.0815 shares of Common Stock acquired on June 28, 2013 pursuant to a dividend reinvestment plan.
Documents
Issuer
THL Credit, Inc.
CIK 0001464963
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001464963
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 5:09 PM ET
- Size
- 11.4 KB