BEAM INC 4

Accession 0001181431-13-047859

CIK 0000789073operating

View on SEC.gov Company Profile

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 6:58 PM ET

Size

40.4 KB

Accession

0001181431-13-047859

Insider Transaction Report

Form 4

Period: 2013-09-03

BEAM INCNYSE: BEAM

Baldock Philip A

SVP & President, APSA

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2013-09-03−9,144→ 14,951 total
Exercise: $51.08Exp: 2021-02-22→ Common Stock (9,144 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2013-09-03$61.74/sh+8,542$527,424→ 10,786 total
Exercise/Conversion
Common Stock, par value $3.125
2013-09-03$51.08/sh+9,144$467,068→ 27,815 total
Sale
Common Stock, par value $3.125
2013-09-03$63.21/sh−27,815$1,758,284→ 0 total
Sale
Common Stock, par value $3.125
2013-09-04$63.03/sh−4,393$276,904→ 0 total
Exercise/Conversion
Common Stock, par value $3.125
2013-09-05$51.08/sh−2,527$129,077→ 2,527 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-05−4,942→ 9,880 total
Exercise: $55.43Exp: 2022-02-21→ Common Stock (4,942 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2013-09-03$57.18/sh+2,244$128,311→ 2,244 total
Exercise/Conversion
Common Stock, par value $3.125
2013-09-03$47.32/sh+2,846$134,670→ 13,632 total
Exercise/Conversion
Common Stock, par value $3.125
2013-09-05$55.43/sh−4,942$273,935→ 7,469 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-03−2,846→ 0 total
Exercise: $47.32From: 2011-09-29Exp: 2015-09-29→ Common Stock (2,846 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-03−5,039→ 0 total
Exercise: $35.67From: 2012-09-30Exp: 2016-09-30→ Common Stock (5,039 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2013-09-03$35.67/sh+5,039$179,762→ 18,671 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-03−2,244→ 0 total
Exercise: $57.18From: 2007-09-28Exp: 2014-09-28→ Common Stock (2,244 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-05−6,023→ 0 total
Exercise: $36.25From: 2013-02-22Exp: 2017-02-22→ Common Stock (6,023 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2013-09-05$36.25/sh−6,023$218,314→ 13,492 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-03−8,542→ 0 total
Exercise: $61.74From: 2009-09-26Exp: 2013-09-26→ Common Stock (8,542 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2013-09-04$51.08/sh+4,393$224,391→ 4,393 total
Sale
Common Stock, par value $3.125
2013-09-05$63.07/sh−13,492$850,880→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-04−4,393→ 10,558 total
Exercise: $51.08Exp: 2021-02-22→ Common Stock (4,393 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-05−2,527→ 8,031 total
Exercise: $51.08Exp: 2021-02-22→ Common Stock (2,527 underlying)

Footnotes (6)

[F1]Reflects the exercise of stock options under Beam's Long-Term Incentive Plans.
[F2]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.34, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
[F3]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.16, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
[F4]The option has vested as to 16,064 shares as of February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014.
[F5]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.22, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
[F6]The option has vested as to 4,942 shares as of February 21, 2013 and will vest as to an additional 4,940 shares on each of February 21, 2014 and February 21, 2015.

Documents

1 file

4
rrd389795.xmlPrimary
EXERCISE AND SALE

Issuer

BEAM INC

CIK 0000789073

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000789073

Filing Metadata

Form type: 4
Filed: Sep 4, 8:00 PM ET
Accepted: Sep 5, 6:58 PM ET
Size: 40.4 KB

View on SEC.gov