CU Bancorp 4
4 · CU Bancorp · Filed Sep 6, 2013
Insider Transaction Report
Form 4
CU BancorpCUNB
CARPENTER STEPHEN G
Director
Transactions
- Gift
Common Stock
2013-09-02−10,000→ 60,000 total(indirect: By Trust)
Holdings
- 1,000
Common Stock
Footnotes (3)
- [F1]1,000 restricted shares of common stock were granted to the reporting person on September 7, 2012. The closing price per share of the issuer's stock as of that date was $11.55 per share. The restricted stock shares are subject to time-based vesting pursuant to which 500 shares will vest on each of September 7, 2013 and 2014.
- [F2]Bona fide gifts of 10,000 aggregate of shares of common stock by the reporting persons to his sons, grandchildren and niece
- [F3]Includes previously reported 750 shares of restricted stock granted on June 27, 2011 that fully vested on June 27, 2013