ExOne Co 4
4 · ExOne Co · Filed Sep 11, 2013
Insider Transaction Report
Form 4
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Sale
Common Stock, par value $0.01
2013-09-09$59.05/sh−1,318,400$77,858,112→ 3,162,628 total(indirect: By Trust)
Footnotes (1)
- [F1]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. On September 9, 2013, Rockwell Holdings, Inc. and Rockwell Forest Products, Inc. entered into an underwriting agreement with FBR Capital Markets & Co., as Representative of the several Underwriters, pursuant to which they agreed to sell 305,028 and 1,013,372 shares of Common Stock of The ExOne Company, respectively. The transaction is expected to close on September 13, 2013.