INFINERA CORP 4
4 · INFINERA CORP · Filed Sep 11, 2013
Insider Transaction Report
Form 4
INFINERA CORPINFN
REDFIELD CARL
Director
Transactions
- Sale
Common Stock
2013-09-09$11.00/sh−50,000$550,000→ 39,562 total
Holdings
- 116,106(indirect: See Footnote)
Common Stock
- 100,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.45Exp: 2019-08-10→ Common Stock (100,000 underlying) - 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.16Exp: 2018-05-13→ Common Stock (12,500 underlying) - 17,600
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.25Exp: 2021-05-18→ Common Stock (17,600 underlying) - 13,333
Restricted Stock Units
→ Common Stock (13,333 underlying) - 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.00Exp: 2017-06-06→ Common Stock (12,500 underlying) - 14,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.55Exp: 2020-05-19→ Common Stock (14,500 underlying)
Footnotes (5)
- [F1]Shares held directly by the Carl Redfield Trust 2000 dated 10/18/00 for which the Reporting Person serves as trustee.
- [F2]The option is fully vested.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- [F4]The RSUs fully vest on May 15, 2014.
- [F5]This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 31, 2013.