4//SEC Filing
CU Bancorp 4
Accession 0001181431-13-049016
CIK 0001543643operating
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 6:15 PM ET
Size
16.6 KB
Accession
0001181431-13-049016
Insider Transaction Report
Form 4
CU BancorpCUNB
DENNEN ROBERT J
SVP, Chief Accounting Officer
Transactions
- Award
Common Stock
2013-09-12+1,000→ 6,958 total
Holdings
- 2,500(indirect: As Executor of the Macel Dennen Estate)
Common Stock
- 41,212(indirect: By IRA)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 5,000
Options to Purchase Common Stock
Exercise: $22.00From: 2007-04-26Exp: 2016-04-25→ Common Stock (5,000 underlying) - 6,000(indirect: 529 Plan)
Common Stock
- 1,000(indirect: See Footnote)
Common Stock
- 39,063
Options to Purchase Common Stock
Exercise: $10.00From: 2006-05-17Exp: 2015-05-16→ Common Stock (39,063 underlying) - 5,000
Options to Purchase Common Stock
Exercise: $7.80From: 2010-01-27Exp: 2015-01-27→ Common Stock (5,000 underlying)
Footnotes (6)
- [F1]1,000 restricted shares of common stock were granted to the reporting person on September 12, 2013. The closing price per share as of that date was $16.86 per share. The restricted stock shares are subject to time-based vesting pursuant to which 333 shares will vest on each of September 12, 2014 and 2015, and 334 on September 12, 2016.
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- [F3]These shares are held by Mitchell Dennen. Mitchell Dennen is an adult son of the reporting person.
- [F4]Stock options were granted to the reporting person on May 17, 2005. The options vested in four equal annual installments on each of May 17, 2006, 2007, 2008 and 2009, and as of the filing date are fully vested.
- [F5]Stock options were granted to the reporting person on April 26, 2006. The options vested in four equal annual installments on each of April 26, 2007, 2008, 2009 and 2010, and as of the filing date are fully vested.
- [F6]Stock options were granted to the reporting person on January 27, 2009. The options vested in four equal annual installments on each of January 27, 2010, 2011, 2012 and 2013, and as of the filing date are fully vested.
Issuer
CU Bancorp
CIK 0001543643
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001543643
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 6:15 PM ET
- Size
- 16.6 KB