QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC.·4

Sep 20, 4:35 PM ET

QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. 4

4 · QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. · Filed Sep 20, 2013

Insider Transaction Report

Form 4
Period: 2013-09-18
Transactions
  • Purchase

    Warrant

    2013-09-18+15,50515,505 total
    Exercise: $2.30From: 2014-03-18Exp: 2019-03-17common stock (15,505 underlying)
  • Purchase

    Convertible Note

    2013-09-18$50000.00/sh
    Exercise: $2.38From: 2013-09-18Exp: 2018-09-17common stock
Footnotes (5)
  • [F1]The convertible note was purchased in connection with a private placement offering of convertible notes and warrants.
  • [F2]Represents the face value of the convertible note.
  • [F3]The convertible note is convertible into shares of common stock, $0.02 par value, at any time after the date of issuance.
  • [F4]Represents the scheduled maturity date of the convertible note. The maturity date is subject to a put right that may be exercised within a 30 day period following the third anniversary of the issuance date. If the put right is exercised, then the expiration date would be 90 days following the holder's exercise of the put right.
  • [F5]The warrant was issued in connection with the issuance of the convertible note.

Documents

1 file
  • 4
    rrd390747.xmlPrimary

    CONVERTIBLE NOTE AND WARRANT