Home/Filings/4/0001181431-13-050057
4//SEC Filing

QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. 4

Accession 0001181431-13-050057

CIK 0001166380operating

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 4:35 PM ET

Size

8.2 KB

Accession

0001181431-13-050057

Insider Transaction Report

Form 4
Period: 2013-09-18
Arold Mark
Vice President
Transactions
  • Purchase

    Warrant

    2013-09-18+7,7527,752 total
    Exercise: $2.30From: 2014-03-18Exp: 2019-03-17common stock (7,752 underlying)
  • Purchase

    Convertible Note

    2013-09-18$25000.00/sh
    Exercise: $2.38From: 2013-09-18Exp: 2018-09-17common stock
Footnotes (5)
  • [F1]The convertible note was purchased in connection with a private placement offering of convertible notes and warrants.
  • [F2]Represents the face value of the convertible note.
  • [F3]The convertible note is convertible into shares of common stock, $0.02 par value, at any time after the date of issuance.
  • [F4]Represents the scheduled maturity date of the convertible note. The maturity date is subject to a put right that may be exercised within a 30 day period following the third anniversary of the issuance date. If the put right is exercised, then the expiration date would be 90 days following the holder's exercise of the put right.
  • [F5]The warrant was issued in connection with the issuance of the convertible note.

Issuer

QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC.

CIK 0001166380

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001166380

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:35 PM ET
Size
8.2 KB