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4//SEC Filing

NV5 Holdings, Inc. 4

Accession 0001181431-13-050109

CIK 0001532961operating
View on SEC.govCompany Profile

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 5:42 PM ET

Size

15.7 KB

Accession

0001181431-13-050109

Insider Transaction Report

Form 4
Period: 2013-09-18
NV5 Holdings, Inc.NVEE
Liss Jeffrey A.
Director
Transactions
  • Purchase

    Common Stock

    2013-09-19+1,000→ 10,000 total(indirect: By Trust)
  • Purchase

    Warrant (Right to Buy)

    2013-09-18+400→ 400 total(indirect: By Trust)
    Exercise: $7.80From: 2013-09-27Exp: 2018-03-27→ Common Stock (400 underlying)
  • Purchase

    Warrant (Right to Buy)

    2013-09-18+600→ 600 total(indirect: By Trust)
    Exercise: $7.80From: 2013-09-27Exp: 2018-03-27→ Common Stock (600 underlying)
  • Purchase

    Warrant (Right to Buy)

    2013-09-19+1,000→ 1,000 total(indirect: By Trust)
    Exercise: $7.80From: 2013-09-27Exp: 2018-03-27→ Common Stock (1,000 underlying)
  • Purchase

    Common Stock

    2013-09-18+400→ 8,400 total(indirect: By Trust)
  • Purchase

    Common Stock

    2013-09-18+600→ 9,000 total(indirect: By Trust)
Holdings

  • Common Stock

    2,836
Footnotes (4)
  • [F1]The reported securities are part of a Unit purchased by the reporting person for $8.9899 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
  • [F2]Jeff Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]The reported securities are part of a Unit purchased by the reporting person for $8.9983 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
  • [F4]The reported securities are part of a Unit purchased by the reporting person for $8.9659 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.

Documents

1 file

Issuer

NV5 Holdings, Inc.

CIK 0001532961

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001532961

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:42 PM ET
Size
15.7 KB
View on SEC.gov