NV5 Holdings, Inc. 4
4 · NV5 Holdings, Inc. · Filed Sep 20, 2013
Insider Transaction Report
Form 4
Liss Jeffrey A.
Director
Transactions
- Purchase
Common Stock
2013-09-19+1,000→ 10,000 total(indirect: By Trust) - Purchase
Warrant (Right to Buy)
2013-09-18+400→ 400 total(indirect: By Trust)Exercise: $7.80From: 2013-09-27Exp: 2018-03-27→ Common Stock (400 underlying) - Purchase
Warrant (Right to Buy)
2013-09-18+600→ 600 total(indirect: By Trust)Exercise: $7.80From: 2013-09-27Exp: 2018-03-27→ Common Stock (600 underlying) - Purchase
Warrant (Right to Buy)
2013-09-19+1,000→ 1,000 total(indirect: By Trust)Exercise: $7.80From: 2013-09-27Exp: 2018-03-27→ Common Stock (1,000 underlying) - Purchase
Common Stock
2013-09-18+400→ 8,400 total(indirect: By Trust) - Purchase
Common Stock
2013-09-18+600→ 9,000 total(indirect: By Trust)
Holdings
- 2,836
Common Stock
Footnotes (4)
- [F1]The reported securities are part of a Unit purchased by the reporting person for $8.9899 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
- [F2]Jeff Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F3]The reported securities are part of a Unit purchased by the reporting person for $8.9983 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
- [F4]The reported securities are part of a Unit purchased by the reporting person for $8.9659 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.