4//SEC Filing
GAIN Capital Holdings, Inc. 4
Accession 0001181431-13-050931
CIK 0001444363operating
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 9:05 PM ET
Size
9.6 KB
Accession
0001181431-13-050931
Insider Transaction Report
Form 4
Daher Abdallah
10% Owner
Transactions
- Sale
Common Stock
2013-09-18$10.34/sh−53,770$555,982→ 5,146,230 total - Sale
Common Stock
2013-09-19$10.40/sh−15,972$166,157→ 5,130,258 total
Daher Michel
10% Owner
Transactions
- Sale
Common Stock
2013-09-19$10.40/sh−15,972$166,157→ 5,130,258 total - Sale
Common Stock
2013-09-18$10.34/sh−53,770$555,982→ 5,146,230 total
MASTER GLOBAL ASSETS Ltd
10% Owner
Transactions
- Sale
Common Stock
2013-09-19$10.40/sh−15,972$166,157→ 5,130,258 total - Sale
Common Stock
2013-09-18$10.34/sh−53,770$555,982→ 5,146,230 total
Footnotes (2)
- [F1]The reported transactions resulted in a claim under Section 16(b) of the Securities Exchange Act of 1934. The reporting person is voluntarily paying the full amount to the issuer.
- [F2]The shares reported on this Form 4 are owned directly by Master Global Assets Limited ("MGAL"). This Form 4 is being filed jointly by MGAL, Michel Daher and Abdallah Daher. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 9:05 PM ET
- Size
- 9.6 KB