4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0001181431-13-052578
CIK 0001279695operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 2:29 PM ET
Size
9.4 KB
Accession
0001181431-13-052578
Insider Transaction Report
Form 4
Hanley Denis
Director
Transactions
- Other
Common Stock
2013-09-26+6,000→ 54,889 total(indirect: Denis M Hanley Pty Ltd) - Other
Common Stock
2013-09-26+200,000→ 954,105 total(indirect: Denis Hanley Superannuation Fund Pty Ltd) - Other
Common Stock
2013-09-26+29,772→ 1,868,002 total
Holdings
- 4,662,770(indirect: Principals Cornerstone Fund Pty Ltd)
Common Stock
Footnotes (4)
- [F1]Shares were distributed by PFM Cornerstone Ltd., a shareholder of the Issuer, as consideration in connection with an equal capital reduction of ordinary shares undertaken by PFM Cornerstone Ltd. The number of shares distributed was calculated using a a price of A$0.76 per share, which was the closing price of Universal Biosensors, Inc securities on the Australian Securities Exchange on the record date.
- [F2]The reported securities are held by Denis M. Hanley Pty Ltd as trustee for the Hanley Family Account, of which the Reporting Person is not a beneficiary.
- [F3]The reported securities are held by Denis Hanely Superannuation Fund Pty Ltd as trustee for the Denis Hanley Superannuation Fund, of which the Reporting Person is a beneficiary. Includes 475,000 shares previously owned directly by the Reporting Person, 75,000 of which were transferred on June 18, 2013 and 400,000 of which were transferred on June 23, 2013 . The Reporting Person disclaims any beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]The reported securities are held by the Principals Cornerstone Fund Pty Ltd in trust for the Reporting Person.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 2:29 PM ET
- Size
- 9.4 KB