NV5 Holdings, Inc. 4
4 · NV5 Holdings, Inc. · Filed Oct 9, 2013
Insider Transaction Report
Form 4
Salontai Gerald J.
Director
Transactions
- Disposition to Issuer
Warrant (Right to Buy)
2013-10-07−8,750→ 0 totalExercise: $7.80Exp: 2018-03-27→ Common Stock (8,750 underlying) - Disposition to Issuer
Warrant (Right to Buy)
2013-10-07−1,250→ 0 total(indirect: By Spouse)Exercise: $7.80Exp: 2018-03-27→ Common Stock (1,250 underlying) - Exercise of In-Money
Common Stock
2013-10-07$6.00/sh+1,250$7,500→ 2,500 total(indirect: By Spouse) - Exercise of In-Money
Warrant (Right to Buy)
2013-10-07−8,750→ 0 totalExercise: $6.00Exp: 2018-03-27→ Common Stock (8,750 underlying) - Award
Warrant (Right to Buy)
2013-10-07+8,750→ 8,750 totalExercise: $6.00Exp: 2018-03-27→ Common Stock (8,750 underlying) - Award
Warrant (Right to Buy)
2013-10-07+1,250→ 1,250 total(indirect: By Spouse)Exercise: $6.00Exp: 2018-03-27→ Common Stock (1,250 underlying) - Exercise of In-Money
Warrant (Right to Buy)
2013-10-07−1,250→ 0 total(indirect: By Spouse)Exercise: $6.00Exp: 2018-03-27→ Common Stock (1,250 underlying) - Exercise of In-Money
Common Stock
2013-10-07$6.00/sh+8,750$52,500→ 20,336 total
Footnotes (1)
- [F1]The Issuer effectuated a temporary reduction of the exercise price of all of its outstanding public warrants from $7.80 per share to $6.00 per share, commencing on September 27, 2013 and continuing until 5:00 p.m., New York City time, on October 11, 2013. The two reported transactions involve a change in the exercise price of the outstanding warrant upon exercise, resulting in the deemed cancellation of the "old" warrant exercised and the grant of a replacement warrant for the number of shares exercised. The warrant was originally purchased on April 2, 2013.