Home/Filings/4/0001181431-13-053419
4//SEC Filing

Empire State Realty Trust, Inc. 4

Accession 0001181431-13-053419

$ESRTCIK 0001541401operating

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 8:58 PM ET

Size

7.7 KB

Accession

0001181431-13-053419

Insider Transaction Report

Form 4
Period: 2013-10-07
Transactions
  • Award

    LTIP Units

    2013-10-07+11,53811,538 total
    From: 2014-10-07Class A Common Stock (11,538 underlying)
  • Award

    Class A Common Stock, par value $0.01

    2013-10-07$13.00/sh+1,500$19,5001,500 total
Footnotes (2)
  • [F1]Represents shares of Class A Common Stock acquired in Empire State Realty Trust, Inc.'s (the "Issuer") initial public offering.
  • [F2]Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2013 Equity Incentive Plan concurrently with the closing of the Issuer's initial public offering.

Issuer

Empire State Realty Trust, Inc.

CIK 0001541401

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001541401

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 8:58 PM ET
Size
7.7 KB