4//SEC Filing
Empire State Realty Trust, Inc. 4
Accession 0001181431-13-053421
$ESRTCIK 0001541401operating
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 9:02 PM ET
Size
6.0 KB
Accession
0001181431-13-053421
Insider Transaction Report
Form 4
Connell Alice
Director
Transactions
- Award
LTIP Units
2013-10-07+11,538→ 11,538 totalFrom: 2014-10-07→ Class A Common Stock (11,538 underlying)
Footnotes (1)
- [F1]Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2013 Equity Incentive Plan concurrently with the closing of the Issuer's initial public offering.
Documents
Issuer
Empire State Realty Trust, Inc.
CIK 0001541401
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001541401
Filing Metadata
- Form type
- 4
- Filed
- Oct 8, 8:00 PM ET
- Accepted
- Oct 9, 9:02 PM ET
- Size
- 6.0 KB