ENVESTNET, INC. 4
4 · ENVESTNET, INC. · Filed Oct 15, 2013
Insider Transaction Report
Form 4
KOONTZ PAUL G
Director
Transactions
- Sale
Common Stock
2013-10-11$29.25/sh−309,852$9,063,171→ 843,835 total(indirect: By Foundation) - Sale
Common Stock
2013-10-11$29.25/sh−74,541$2,180,324→ 203,009 total(indirect: By LLC)
Holdings
- 9,610(indirect: By Trust)
Common Stock
- 9,610(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Paul G. Koontz is a Manager of Foundation Capital Management Co. III, LLC ("FC3M"), which serves as the sole general partner of Foundation Capital III, L.P. ("FC3") and Foundation Capital III Principals, LLC ("FC3P"). FC3M exercises sole voting and investment power over the shares owned by FC3 and FC3P. As a Manager of FC3M, Mr. Koontz may be deemed to share voting and investment power over the shares owned by FC3 and FC3P. Mr. Koontz disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- [F2]Paul G. Koontz is the trustee of the Paul Koontz 2010 Annuity Trust.
- [F3]Andrea Koontz, Spouse of Paul G. Koontz, is the Trustee of the Andrea Koontz 2010 Annuity Trust. Mr. Koontz disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.