4//SEC Filing
PVF CAPITAL CORP 4
Accession 0001181431-13-054107
CIK 0000928592operating
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 8:51 PM ET
Size
15.5 KB
Accession
0001181431-13-054107
Insider Transaction Report
Form 4
PVF CAPITAL CORPPVFC
KING ROBERT J JR
President and CEO
Transactions
- Disposition to Issuer
Warrants
2013-10-11$2.37/sh−124,471$294,996→ 0 totalExercise: $1.75From: 2010-03-10Exp: 2015-03-10→ Common Shares (124,471 underlying) - Disposition to Issuer
Stock Option Stock Appreciation Right
2013-10-11−85,000→ 0 totalExercise: $2.22Exp: 2022-12-10→ Common Shares (85,000 underlying) - Disposition to Issuer
Common Shares
2013-10-11−143,900→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2013-10-11−35,000→ 0 totalExercise: $1.58Exp: 2021-11-30→ Common Shares (35,000 underlying) - Disposition to Issuer
Common Shares
2013-10-11−434,382→ 0 total(indirect: By Trust) - Disposition to Issuer
Stock Option (Right to Buy)
2013-10-11−75,000→ 0 totalExercise: $1.79Exp: 2020-12-29→ Common Shares (75,000 underlying)
Footnotes (6)
- [F1]Disposed of pursuant to the merger agreement between the issuer and F.N.B. Corporation (FNB) in exchange for 48,997 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
- [F2]Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 147,907 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
- [F3]Disposed of pursuant to the merger agreement between the issuer and FNB for a cash payment equal to $2.37 per common share underlying the warrant.
- [F4]This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 25,537 shares of common stock of FNB at $5.26 per share.
- [F5]This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 11,917 shares of common stock of FNB at $4.65 per share.
- [F6]This stock option stock appreciation right, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with a stock option stock appreciation right relating to 28,942 shares of common stock of FNB with a strike price of $6.52 per share.
Documents
Issuer
PVF CAPITAL CORP
CIK 0000928592
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000928592
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 8:51 PM ET
- Size
- 15.5 KB