Home/Filings/4/0001181431-13-054132
4//SEC Filing

PVF CAPITAL CORP 4

Accession 0001181431-13-054132

CIK 0000928592operating

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 9:47 PM ET

Size

20.8 KB

Accession

0001181431-13-054132

Insider Transaction Report

Form 4
Period: 2013-10-11
Transactions
  • Disposition to Issuer

    Warrants (right to buy)

    2013-10-11$2.37/sh280,060$663,7420 total
    Exercise: $1.75From: 2010-03-15Exp: 2015-03-15Common Shares (280,060 underlying)
  • Disposition to Issuer

    Common Shares

    2013-10-1140,0860 total(indirect: By Trust)
  • Disposition to Issuer

    Common Shares

    2013-10-1164,5220 total(indirect: By Spouse)
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-10-115,0000 total
    Exercise: $4.02From: 2008-11-03Exp: 2018-11-03Common Shares (5,000 underlying)
  • Disposition to Issuer

    Common Shares

    2013-10-111,133,3600 total(indirect: By Partnership)
  • Disposition to Issuer

    Common Shares

    2013-10-1143,2760 total(indirect: By Trust)
  • Disposition to Issuer

    Common Shares

    2013-10-1139,1410 total
  • Disposition to Issuer

    Common Shares

    2013-10-1113,2300 total(indirect: By IRA)
  • Disposition to Issuer

    Common Shares

    2013-10-11199,8040 total(indirect: By Trust)
Footnotes (9)
  • [F1]1. Disposed of pursuant to the merger agreement between the issuer and F.N.B. Corporation (FNB) in exchange for 13,327 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F2]2. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 4,504 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F3]4. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 385,909 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F4]3. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 14,735 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F5]3. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 13,649 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F6]3. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 21,969 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F7]3. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 68,033 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F8]This option was assumed by FNB in the merger and replaced with an option to purchase 1,702 shares of common stock of FNB at $11.81 per share.
  • [F9]Disposed of pursuant to the merger agreement between the issuer and FNB for a cash payment equal to $2.37 per common share underlying the warrant.

Issuer

PVF CAPITAL CORP

CIK 0000928592

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000928592

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 9:47 PM ET
Size
20.8 KB