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4//SEC Filing

TMS International Corp. 4

Accession 0001181431-13-054373

CIK 0001491501operating

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 8:35 AM ET

Size

6.9 KB

Accession

0001181431-13-054373

Insider Transaction Report

Form 4
Period: 2013-10-16
Transactions
  • Disposition to Issuer

    Class B Common Stock

    2013-10-16$17.50/sh1,993$34,8780 total(indirect: See FN (1))
    From: 2011-04-19Class A Common Stock (1,993 underlying)
Footnotes (3)
  • [F1]All shares are beneficially owned by 1597257 Ontario Inc. and may be deemed beneficially owned by Mr. Srivastava, notwithstanding the fact that Mr. Srivastava has a pecuniary interest in less than 100% of such shares. Mr. Srivastava disclaims beneficial ownership of these securities, and the inclusion of such shares in this report shall not be deemed an admission to the beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.
  • [F2]Shares of Class B Common Stock are convertible on a one-for-one basis at any time, at the option of the holder, into shares of Class A Common Stock and are automatically convertible on a one-for-one basis into shares of Class A Common Stock upon a sale or other disposition to any person other than (i) a person who obtained Class B Common Stock through a direct issuance by the Issuer or (ii) Onex Corporation, Onex Partners II LP or any controlled affiliate of Onex Corporation or Onex Partners II LP. The Class B Common Stock has no expiration date.
  • [F3]Disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 23, 2013, among the issuer, Crystal Acquisition Company, Inc. and Crystal Merger Sub, Inc., in exchange for the merger consideration of $17.50 per share in cash, without interest and less any withholding or other applicable taxes, on the effective date of the merger.

Issuer

TMS International Corp.

CIK 0001491501

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001491501

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 8:35 AM ET
Size
6.9 KB