BROWN FORMAN CORP 4
4 · BROWN FORMAN CORP · Filed Oct 22, 2013
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Joy Catherine Frazier
10% Owner
Transactions
- Will/Inheritance
Class B Common
2013-01-02−577,439→ 4,148,269 total(indirect: By LLC) - Will/Inheritance
Class B Common
2013-02-20+708,110→ 4,148,269 total(indirect: By LLC) - Will/Inheritance
Class B Common
2013-01-02+577,439→ 4,148,269 total(indirect: By LLC) - Will/Inheritance
Class B Common
2013-02-20−708,110→ 4,148,269 total(indirect: By LLC) - Gift
Class B Common
2012-10-01−63,469→ 4,148,269 total(indirect: By LLC) - Gift
Class B Common
2012-10-01+63,469→ 4,148,269 total(indirect: By LLC)
Holdings
- 300(indirect: Charles Joy IMA)
Class B Common
- 339(indirect: By Trust)
Class B Common
- 339(indirect: By Trust)
Class B Common
- 489,549
Class B Common
- 13,125(indirect: Alexander Joy UTMA)
Class B Common
- 339(indirect: By Trust)
Class B Common
- 41,046(indirect: By Trust)
Class B Common
- 300(indirect: Caitlin Joy IMA)
Class B Common
- 300(indirect: Christopher Joy IMA)
Class B Common
- 300(indirect: Alexander Joy IMA)
Class B Common
- 339(indirect: By Trust)
Class B Common
- 8,895(indirect: Charles Joy UTMA)
Class B Common
- 20,773(indirect: Christopher Joy UTMA)
Class B Common
- 30,726(indirect: By Spouse)
Class B Common
- 4,893(indirect: Caitlin Joy UTMA)
Class B Common
Footnotes (2)
- [F1]Represents transfer of LLC units from the insider to a family trust.
- [F2]Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider.