4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-13-055688
$NDAQCIK 0001120193operating
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 4:55 PM ET
Size
11.2 KB
Accession
0001181431-13-055688
Insider Transaction Report
Form 4
Noll Eric
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2013-10-28$35.75/sh−38,475$1,375,481→ 50,128 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2013-10-28$19.50/sh+38,475$750,263→ 88,603 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-10-28−38,475→ 33,844 totalExercise: $19.50Exp: 2019-07-22→ Common Stock (38,475 underlying)
Holdings
- 28,362
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (28,362 underlying) - 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying)
Footnotes (5)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.73 to $35.78, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Represents 50,128 unvested shares underlying PSUs.
- [F3]Options exercisable.
- [F4]Options exercisable on March 4, 2014.
- [F5]Options exercisable on March 28, 2014.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 4:55 PM ET
- Size
- 11.2 KB