4//SEC Filing
Sprague Resources LP 4
Accession 0001181431-13-056084
CIK 0001525287operating
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 3:32 PM ET
Size
10.3 KB
Accession
0001181431-13-056084
Insider Transaction Report
Form 4
JOHNSON ANTONIA
10% Owner
Transactions
- Other
Common Units representing limited partner interests
2013-10-30+1,571,970→ 1,571,970 total(indirect: See Footnotes) - Other
Subordinated Units representing limited partner interests
2013-10-30+10,071,970→ 10,071,970 total(indirect: See Footnotes)→ Common Units representing limited partner interests (10,071,970 underlying)
Sprague Resources Holdings LLC
10% OwnerOther
Transactions
- Other
Common Units representing limited partner interests
2013-10-30+1,571,970→ 1,571,970 total(indirect: See Footnotes) - Other
Subordinated Units representing limited partner interests
2013-10-30+10,071,970→ 10,071,970 total(indirect: See Footnotes)→ Common Units representing limited partner interests (10,071,970 underlying)
Footnotes (5)
- [F1]In connection with the closing of the initial public offering of the Issuer, pursuant to that certain Contribution, Conveyance and Assumption Agreement, by and among the Issuer, Sprague Resources Holdings LLC ("Sprague Holdings") and the other parties thereto, Sprague Holdings contributed certain assets to the Issuer and received (i) 1,571,970 common units and 10,071,970 subordinated units, representing an aggregate 57.8% limited partner interest in the Issuer.
- [F2]This Form 4 is jointly filed by Sprague Holdings and Antonia Ax:son Johnson.
- [F3]As of the date of this Form 4, Sprague Holdings is indirectly controlled by Antonia Ax:son Johnson and, as such, Antonia Ax:son Johnson may be deemed to share beneficial ownership of the units beneficially owned by Sprague Holdings, but disclaims such beneficial ownership except to the extent of any pecuniary interest therein.
- [F4]Sprague Holdings has the right to appoint all of the directors of the Board of Directors of Sprague Resources GP LLC, the general partner of the Issuer. Therefore, each of Sprague Holdings and Antonia Ax:son Johnson may be deemed a director by deputization.
- [F5]Each subordinated unit will convert into one common unit representing limited partner interest in the Issuer at the end of the subordination period described in the Issuer's Registration Statement on Form S-1 (File No. 333-175826).
Documents
Issuer
Sprague Resources LP
CIK 0001525287
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001525287
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 3:32 PM ET
- Size
- 10.3 KB