BEAM INC 4
4 · BEAM INC · Filed Nov 4, 2013
Insider Transaction Report
Form 4
BEAM INCNYSE: BEAM
Baladi Albert
SVP & President, EMEA
Transactions
- Tax Payment
Common Stock, par value $3.125
2013-10-31$66.55/sh−2,906$193,394→ 2,681 total - Exercise/Conversion
Common Stock, par value $3.125
2013-10-31+5,587→ 5,587 total - Exercise/Conversion
Restricted Stock Unit
2013-10-31−5,587→ 11,173 total→ Common Stock (5,587 underlying)
Footnotes (4)
- [F1]Reflects the vesting and payment of an RSU award to the undersigned under the Issuer's Long-Term Incentive Plans in a transaction exempt under Rule 16b-3(d).
- [F2]Each RSU converts to one share of the Issuer's common stock.
- [F3]Reflects the withholding by the Issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e).
- [F4]On October 4, 2011, the reporting person was granted 16,760 restricted stock units, vesting in three equal installments beginning on the second anniversary of the grant date subject to Beam's satisfaction of certain performance criteria. The performance criteria for the award have been met.