4//SEC Filing
LGP MANAGEMENT INC 4
Accession 0001181431-13-056560
CIK 0001411688other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 6:59 PM ET
Size
21.7 KB
Accession
0001181431-13-056560
Insider Transaction Report
Form 4
Green V Holdings, LLC
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 20,952,262
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
- 269,118
Common Stock, par value $0.01
LEONARD GREEN PARTNERS LP
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 20,952,262
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
- 269,118
Common Stock, par value $0.01
GEI Capital V, LLC
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 20,952,262
Common Stock, par value $0.01
- 269,118
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
Green Equity Investors V, L.P.
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 20,952,262
Common Stock, par value $0.01
- 269,118
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
LGP MANAGEMENT INC
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 20,952,262
Common Stock, par value $0.01
- 269,118
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
Green Equity Investors Side V, L.P.
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 269,118
Common Stock, par value $0.01
- 20,952,262
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
TCS Co-Invest, LLC
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2013-10-31+40,808→ 40,808 total(indirect: See Footnote.)Exercise: $18.00From: 2013-11-06Exp: 2023-10-31→ Common Stock (40,808 underlying)
Holdings
- 269,118
Common Stock, par value $0.01
- 20,952,262
Common Stock, par value $0.01
- 6,285,165
Common Stock, par value $0.01
Footnotes (12)
- [F1]Represents shares of Common Stock acquired by Green Equity Investors V, L.P. ("GEI V") from the Issuer upon the closing of the Issuer's initial public offering pursuant to a securities purchase agreement entered into August 15, 2007.
- [F10]The options vest upon the closing of the Issuer's initial public offering.
- [F11]Granted as compensation for services.
- [F12]The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Mr. Sokoloff and Mr. Flynn each holding 13,603 of such options and Mr. Galashan holding 13,602 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
- [F2]GEI V is the direct owner of 20,952,262 shares of Common Stock of the Issuer. Green Equity Investors Side V, L.P. ("GEI Side V") is the direct owner of 6,285,165 shares of Common Stock of the Issuer. TCS Co-Invest, LLC ("TCS") is the direct owner of 269,118 shares of Common Stock of the Issuer (together with GEI V's and GEI Side V's Common Stock, the "Shares"). GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, the manager of TCS, and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
- [F3]GEI Side V, as an affiliated entity of GEI V, TCS, as an affiliated entity of GEI V, LGP, as the management company of GEI V and GEI Side V, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, and Holdings, as the limited partner of GEI V and GEI Side V directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, GEI V's Shares and TCS's Shares, in the case of GEI V, GEI Side V's Shares and TCS's Shares, and in the case of TCS, GEI V's Shares and GEI Side V's Shares) owned by GEI V, GEI Side V, or TCS and, therefore, a "ten percent holder" hereunder.
- [F4]Each of GEI Side V, TCS, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- [F5]Represents shares acquired by GEI Side V from the Issuer upon the closing of the Issuer's initial public offering pursuant to a securities purchase agreement entered into August 15, 2007.
- [F6]Each of GEI V, TCS, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- [F7]Represents shares acquired by TCS from the Issuer upon the closing of the Issuer's initial public offering pursuant to a securities purchase agreement entered into August 15, 2007.
- [F8]Each of GEI V, GEI Side V, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- [F9]Not applicable.
Documents
Issuer
Container Store Group, Inc.
CIK 0001411688
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001175525
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 6:59 PM ET
- Size
- 21.7 KB