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GENWORTH FINANCIAL INC · Nov 5, 4:23 PM ET

GENWORTH FINANCIAL INC 4

4 · GENWORTH FINANCIAL INC · Filed Nov 5, 2013

Insider Transaction Report

Form 4
Period: 2013-11-01
GENWORTH FINANCIAL INCGNW
KELLEHER PATRICK BRIAN
SVP - Chief Financial Officer
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2013-11-01$14.53/sh−89,470$1,299,999→ 162,772 total
  • Tax Payment

    Class A Common Stock

    2013-11-01$14.53/sh−36,824$535,053→ 125,948 total
  • Tax Payment

    Class A Common Stock

    2013-11-01$14.53/sh−10,287$149,470→ 137,226 total
  • Exercise/Conversion

    Stock Settled SARs

    2013-11-01−33,334→ 66,666 total
    Exercise: $5.13From: 2013-06-01Exp: 2022-06-01→ Class A Common Stock (33,334 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2013-11-01$14.53/sh−11,769$171,004→ 147,513 total
  • Exercise/Conversion

    Class A Common Stock

    2013-11-01$5.13/sh+33,334$171,003→ 159,282 total
  • Exercise/Conversion

    Stock Settled SARs

    2013-11-01−166,666→ 0 total
    Exercise: $7.80From: 2013-08-19Exp: 2019-08-19→ Class A Common Stock (166,666 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2013-11-01$7.80/sh+166,666$1,299,995→ 252,242 total

Documents

1 file
  • 4
    rrd394452.xmlPrimary

    KELLEHER FORM 4 (11-1-13)