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4//SEC Filing

GAIN Capital Holdings, Inc. 4

Accession 0001181431-13-056905

CIK 0001444363operating

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 5:04 PM ET

Size

8.2 KB

Accession

0001181431-13-056905

Insider Transaction Report

Form 4
Period: 2013-11-01
Transactions
  • Sale

    Common Stock

    2013-11-01$10.63/sh7,728$82,1495,027,502 total
Transactions
  • Sale

    Common Stock

    2013-11-01$10.63/sh7,728$82,1495,027,502 total
Daher Michel
10% Owner
Transactions
  • Sale

    Common Stock

    2013-11-01$10.63/sh7,728$82,1495,027,502 total
Footnotes (2)
  • [F1]The shares reported on this Form 4 are owned directly by Master Global Assets Limited ("MGAL"). This Form 4 is being filed jointly by MGAL, Michel Daher and Abdallah Daher. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
  • [F2]The average sale price was $10.6347. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Issuer

GAIN Capital Holdings, Inc.

CIK 0001444363

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001444363

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:04 PM ET
Size
8.2 KB