Home/Filings/3/0001181431-13-057034

3//SEC Filing

SEQUOIA CAPITAL FRANCHISE PARTNERS LP 3

Accession 0001181431-13-057034

CIK 0001348334other

View on SEC.gov Company Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 7:32 PM ET

Size

35.1 KB

Accession

0001181431-13-057034

Insider Transaction Report

Form 3

Period: 2013-11-05

BARRACUDA NETWORKS INCCUDA

SCGF III MANAGEMENT LLC

10% Owner

Holdings

Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By LLC)
49,707
Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)

SEQUOIA CAPITAL GROWTH FUND III

10% Owner

Holdings

Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By LLC)
49,707
Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)

SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND

10% Owner

Holdings

Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Common Stock
(indirect: By LLC)
49,707
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)

SCFF MANAGEMENT LLC

10% Owner

Holdings

Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Common Stock
(indirect: By LLC)
49,707
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)

SEQUOIA CAPITAL FRANCHISE PARTNERS LP

10% Owner

Holdings

Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Common Stock
(indirect: By LLC)
49,707
Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)
Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)

SEQUOIA CAPITAL GROWTH PARTNERS III

10% Owner

Holdings

Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)
Common Stock
(indirect: By LLC)
49,707
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)

SEQUOIA CAPITAL FRANCHISE FUND LP

10% Owner

Holdings

Common Stock
(indirect: By LLC)
49,707
Common Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
300,000
Common Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
40,913
Series A Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (130,590 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,666,646 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (29,397 underlying)
Series B Convertible Preferred Stock
(indirect: By LLC)
→ Common Stock (30,719 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (829,146 underlying)
Series A Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (113,066 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
→ Common Stock (2,584,845 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
→ Common Stock (6,804 underlying)
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Partners, L.P.)
→ Common Stock (26,235 underlying)
Common Stock
(indirect: By Sequoia Capital Growth Fund III, LP)
962,489
Common Stock
(indirect: By Sequoia Capital Growth Partners III, LP)
10,535
Series B Convertible Preferred Stock
(indirect: By Sequoia Capital Franchise Fund, L.P.)
→ Common Stock (192,388 underlying)

Footnotes (3)

[F1]SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, L.P. and Sequoia Capital Growth Partners III, L.P., and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P., Sequoia Capital Growth Partners III, L.P. and Sequoia Capital Growth III Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F2]SCFF Management, LLC ("SCFF Management") is the general partner of Sequoia Capital Franchise Fund, L.P. and Sequoia Capital Franchise Partners, L.P. As a result, SCFF Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Franchise Fund, L.P. and Sequoia Capital Franchise Partners, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

Documents

2 files

Issuer

BARRACUDA NETWORKS INC

CIK 0001348334

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001092521

Filing Metadata

Form type: 3
Filed: Nov 4, 7:00 PM ET
Accepted: Nov 5, 7:32 PM ET
Size: 35.1 KB

View on SEC.gov